Industry Fundamentals - Investment Management & Securities Operations

Industry Fundamentals - Investment Management & Securities Operations

Self Paced
Introductory Offer - Enroll for Free

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About the course

This course will cover various aspects of investment management and securities operations, including investment products and strategies, portfolio management, regulatory requirements, and securities settlement processes. The course will also provide an overview of market participants in the securities industry. Participants will be able to understand the buy side business processes across front middle and back office operations.

By the end of this course, participants will have a good understanding of the investment management industry and its operational requirements, as well as the skills necessary to succeed in a career in investment management and securities operations.

Who should attend

  • Business Analyst, application developers and QAs working in the securities & capital markets industry.
  • IT Professionals starting on a new project in investment management or securities servicing.
  • Financial Services Business Operations associates who want to switch careers to be Business Analyst capital markets.
  • Business Analyst who wants to switch specialize as Capital Markets Business Analyst.

What you will learn

Participants will be able to :

  •  Explain the ‘Structure of Financial Markets’ and ‘Market Intermediaries’.
  • Define Asset classes and investment instruments.
  • Articulate the steps in securities trade life cycle and  mechanics of Business processes across investment management front, middle, and back-office operations.
  • Describe the regulatory framework in the securities industry.

About the instructor

Ajit has 20+ years of experience working in the Capital Markets Business Operations, IT services and consulting.  As a Partner and Practice Head of Wipro Asset & Wealth Management Practice he led a team of 250+ securities and capital markets business analysts and domain consultants. During his tenure at Wipro Ajit has worked on 50+ technology and functional consulting engagements with Custody Banks, Asset Management Firms, Brokerages, and Investment Banks across US and Europe. Ajit holds an Engineering degree with MBA in Finance. 

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