Investment Banking - Securities Operations

Investment banking securities trading and settlement operations are integral components of the financial industry, facilitating the buying and selling of financial instruments while ensuring the secure and efficient transfer of ownership. It is vital for maintaining the liquidity and efficiency of financial markets, while also providing essential services to clients and investors seeking to access these markets. These operations require a combination of financial expertise, technology, risk management, and regulatory compliance to ensure seamless and secure transactions in the dynamic world of finance.

This course has been designed for:

• Early career professionals who want to launch their career with investment banks and other securities firms
• Students preparing for career in investment banking operation
• IT professionals who want to understand the business processes in securities trading and trade processing operations.
• Professionals preparing Industry certification in Securities Industry
   

Participants will be able 

• Explain different market participants and instruments traded in the securities industry
• Explain the process of client onboarding, static data set up and basics of  securities reference data
• Articulate the life cycle of a trade from trade execution to trade settlement
• Explain the concept of Corporate actions, Securities lending and Collateral management.
• Regulatory framework in the securities industry.